Sean Balmford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

R.J. O'Brien Limited (no longer approved here)
FRN 114120
- [FCA CF] Client dealing (18 Mar 2025 to 1 Jan 2026)
Prism Financial Products LP (no longer approved here)
FRN 782608
- (17)Employed By (25 Sep 2019 to 19 Nov 2020)
Prism Financial Products LLP (no longer approved here)
FRN 607481
- CF30 Customer (12 Sep 2019 to 19 Nov 2020)
Salix Capital (UK) Limited (no longer approved here)
FRN 583141
- CF30 Customer (17 Dec 2015 to 26 Jun 2019)
JB Drax Honore (UK) Limited (no longer approved here)
FRN 585303
- CF30 Customer (3 Dec 2012 to 1 Feb 2016)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF26 Customer Trading (1 Dec 2001 to 5 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.