Sean Steve Pereira

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sigma Broking Limited

    FRN 485362

    • SMF3 Executive Director (since 16 Oct 2025)
    • [FCA CF] Significant management (since 1 Sep 2025)
    • [FCA CF] Material risk taker (since 1 Sep 2025)
  • Algebris (UK) Limited (no longer approved here)

    FRN 755971

    • [FCA CF] Significant management (13 Dec 2022 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (13 Dec 2022 to 30 Apr 2024)
    • [FCA CF] Material risk taker (13 Dec 2022 to 30 Apr 2024)
  • Salix Capital (UK) Limited (no longer approved here)

    FRN 583141

    • [FCA CF] Significant management (23 Mar 2021 to 31 Jul 2022)
  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • [FCA CF] Significant management (23 Mar 2021 to 31 Jul 2022)
  • Mobius Life Limited (no longer approved here)

    FRN 189098

    • SMF2 Chief Finance (10 Dec 2018 to 2 Aug 2019)
    • SIMF2 Chief Finance Function (6 Jun 2017 to 9 Dec 2018)
  • Quality Capital Management Limited (no longer approved here)

    FRN 176484

    • CF10 Compliance Oversight (6 Jun 2016 to 19 Dec 2016)
    • CF11 Money Laundering Reporting (6 Jun 2016 to 19 Dec 2016)
    • CF30 Customer (6 Jun 2016 to 19 Dec 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (25 Apr 2013 to 28 May 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (22 Oct 2009 to 12 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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