Quality Capital Management Limited

Date authorised
1 April 2013
Companies House
03101928
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Long Barn
    Down Farm
    Cobham Park Road
    Cobham
    Surrey
    KT11 3NE
    UNITED KINGDOM
    Phone
    +4401932334400
    Web
    https://www.qualitycapital.com

  • Complaints Contact

    The Long Barn
    Down Farm
    Cobham Park Road
    Cobham
    Surrey
    KT11 3NE
    UNITED KINGDOM
    Phone
    +4401932334400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Smith

    IRN AXS01942

    • CF30 Customer (15 Nov 2011 to 9 May 2014)
  • Aref Karim

    IRN AXK01146

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Dec 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 7 Dec 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Beverly Yuen Ling Mather

    IRN BYM01000

    • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)
  • Charlotte Hurst

    IRN CXH01784

    • CF30 Customer (27 Mar 2012 to 22 Feb 2013)
    • CF28 Systems and controls (27 Mar 2012 to 22 Feb 2013)
  • Christine Sylvie Bideau

    IRN CSB01110

    • CF30 Customer (9 Mar 2009 to 9 Apr 2014)
  • Dale Melvyn Briscoe

    IRN DMB01124

    • CF30 Customer (8 Jun 2009 to 28 Feb 2010)
    • CF29 Significant management (8 Jun 2009 to 28 Feb 2010)
    • CF28 Systems and controls (8 Jun 2009 to 28 Feb 2010)
  • Elena Cullen

    IRN EXS01687

    • CF30 Customer (20 Dec 2016 to 23 May 2018)
  • Ershadul Haq

    IRN EXH01087

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Faaria Lama Kenny

    IRN FLK01007

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Sep 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (20 Nov 2007 to 8 Dec 2019)
  • Gabriel Moores

    IRN GXM01791

    • CF30 Customer (20 Apr 2009 to 1 Dec 2012)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.