Dale Melvyn Briscoe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha One Strategies Limited

    FRN 731537

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 May 2019 to 8 Dec 2019)
  • Zennor Asset Management LLP (no longer approved here)

    FRN 218549

    • CF30 Customer (12 Dec 2016 to 21 Mar 2018)
  • Quality Capital Management Limited (no longer approved here)

    FRN 176484

    • CF28 Systems and controls (8 Jun 2009 to 28 Feb 2010)
    • CF29 Significant management (8 Jun 2009 to 28 Feb 2010)
    • CF30 Customer (8 Jun 2009 to 28 Feb 2010)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (20 Dec 2007 to 15 Sep 2008)
    • CF30 Customer (1 Nov 2007 to 11 Mar 2009)
    • CF27 Investment Management (28 Aug 2007 to 31 Oct 2007)
  • Advent Capital Management UK Limited (no longer approved here)

    FRN 447452

    • CF8 Apportionment and Oversight (14 May 2007 to 2 Jul 2007)
    • CF11 Money Laundering Reporting (14 May 2007 to 2 Jul 2007)
    • CF10 Compliance Oversight (14 May 2007 to 2 Jul 2007)
    • CF21 Investment Adviser (14 May 2007 to 2 Jul 2007)
    • CF1 Director (14 May 2007 to 2 Jul 2007)
    • CF27 Investment Management (14 May 2007 to 2 Jul 2007)
    • CF3 Chief Executive (14 May 2007 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.