Date authorised
1 April 2013
Companies House
OC302614
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Gaumont, Level 2a
    204 King's Road
    London
    Kensington And Chelsea
    SW3 5XP
    UNITED KINGDOM
    Phone
    +442070468530
  • Complaints Contact

    The Gaumont Level 2a
    204 King's Road
    London
    Kensington And Chelsea
    SW3 5XP
    UNITED KINGDOM
    Phone
    +4402070468520

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Campden Investments Limited

    IRN XXC01086

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
    • CF4 Partner (17 Jul 2007 to 8 Dec 2019)
  • Alan John Donachie

    IRN AJD01142

    • CF11 Money Laundering Reporting (1 Apr 2011 to 2 Sep 2019)
    • CF10 Compliance Oversight (1 Apr 2011 to 2 Sep 2019)
  • Alexander Andrew MacDonell Fraser

    IRN AAF01022

    • CF4 Partner (28 Jan 2003 to 1 Jan 2007)
  • Alexander William Stewart Phillips

    IRN AWP01035

    • CF4 Partner (26 Nov 2007 to 6 Jan 2009)
    • CF26 Customer Trading (19 Jun 2006 to 19 Mar 2007)
    • CF10 Compliance Oversight (28 Jan 2003 to 2 Mar 2004)
    • CF8 Apportionment and Oversight (28 Jan 2003 to 19 Mar 2007)
    • CF11 Money Laundering Reporting (28 Jan 2003 to 2 Mar 2004)
    • CF27 Investment Management (28 Jan 2003 to 19 Mar 2007)
    • CF3 Chief Executive (28 Jan 2003 to 19 Mar 2007)
  • Andrei Rybak

    IRN AXR01890

    • CF30 Customer (12 Jun 2009 to 7 Dec 2010)
  • Andrew Robert McCrindle

    IRN AXM19557

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
    • CF10 Compliance Oversight (18 Nov 2019 to 8 Dec 2019)
  • Artur Dyjecinski

    IRN AXD01618

    • CF30 Customer (26 Aug 2015 to 29 Apr 2016)
  • Catharine Hex-Candy

    IRN CXH00889

    • SMF16 Compliance Oversight (since 19 May 2025)
  • Charles McGillivray

    IRN CXM09831

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2019 to 8 Dec 2019)
  • Charles Peter Whitworth

    IRN CPW01063

    • CF21 Investment Adviser (16 Apr 2004 to 10 May 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.