Charles McGillivray

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WHITMAN ASSET MANAGEMENT LIMITED

    FRN 916792

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Aug 2020 to 17 May 2021)
  • Treble Peak Limited

    FRN 747676

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2020)
  • Zennor Asset Management LLP

    FRN 218549

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2019 to 8 Dec 2019)
  • ALGER MANAGEMENT, LTD.

    FRN 608955

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2019 to 8 Dec 2019)

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