ALGER MANAGEMENT, LTD.

Date authorised
17 June 2014
Companies House
08634056
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Gresham Street
    Suite 308
    London
    EC2V 7NQ
    UNITED KINGDOM
    Phone
    +4402032057491
    Web
    https://www.alger.com

  • Complaints Contact

    85 Gresham Street
    Suite 308
    London
    EC2V 7NQ
    UNITED KINGDOM
    Phone
    +4402032057491

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry John Mullen

    IRN BJM01208

    • CF10 Compliance Oversight (17 Jun 2014 to 25 Jul 2014)
  • Charles McGillivray

    IRN CXM09831

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2019 to 8 Dec 2019)
  • Daniel Cayley Chung

    IRN DCC01136

    • CF2 Non Executive Director (17 Jun 2014 to 8 Dec 2019)
  • Daniel Chung

    IRN DXC00324

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Hal Liebes

    IRN HXL01205

    • SMF9 Chair of the Governing Body (since 19 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Jun 2014 to 8 Dec 2019)
  • Kirk Allen Hotte

    IRN KAH01120

    • CF3 Chief Executive (17 Jun 2014 to 8 Jan 2018)
    • CF11 Money Laundering Reporting (17 Jun 2014 to 8 Jan 2018)
    • CF30 Customer (17 Jun 2014 to 8 Jan 2018)
  • Leigh Yeoland

    IRN LXY09293

    • CF11 Money Laundering Reporting (16 Jan 2019 to 1 Jul 2019)
  • Pascale Germaine Auclair

    IRN PGA01044

    • CF2 Non Executive Director (11 Aug 2015 to 31 Jul 2019)
  • Patrick Murphy

    IRN PXM02418

    • CF10 Compliance Oversight (10 Dec 2014 to 16 Jun 2017)
  • Phillippe,Guy, Jean-Claude Lecomte

    IRN PJL01234

    • CF30 Customer (9 May 2018 to 31 Jul 2019)
    • CF3 Chief Executive (9 May 2018 to 31 Jul 2019)
    • CF11 Money Laundering Reporting (9 May 2018 to 24 Jan 2019)
    • CF2 Non Executive Director (11 Aug 2015 to 8 May 2018)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.