Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Significant management (since 1 Aug 2024)
- [FCA CF] Significant management (23 Oct 2023 to 1 Mar 2024)
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Northern Trust Securities LLP
FRN 465131
- [FCA CF] Significant management (since 1 Aug 2024)
- [FCA CF] Significant management (23 Oct 2023 to 1 Mar 2024)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Significant management (since 1 Aug 2024)
- [FCA CF] Significant management (23 Oct 2023 to 1 Mar 2024)
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Northern Trust Investor Services Limited
FRN 927658
- [FCA CF] Significant management (since 1 Aug 2024)
- [FCA CF] Significant management (23 Oct 2023 to 1 Mar 2024)
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- CF11 Money Laundering Reporting (16 Jan 2019 to 1 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.