Alexander William Stewart Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 36 South Capital Advisors LLP (no longer approved here)

    FRN 477881

    • CF10 Compliance Oversight (16 Apr 2008 to 1 Aug 2009)
    • CF28 Systems and controls (16 Apr 2008 to 1 Aug 2009)
    • CF29 Significant management (16 Apr 2008 to 1 Aug 2009)
    • CF30 Customer (16 Apr 2008 to 8 Jun 2010)
    • CF4 Partner (16 Apr 2008 to 8 Jun 2010)
    • CF11 Money Laundering Reporting (16 Apr 2008 to 1 Aug 2009)
  • Zennor Asset Management LLP (no longer approved here)

    FRN 218549

    • CF4 Partner (26 Nov 2007 to 6 Jan 2009)
    • CF26 Customer Trading (19 Jun 2006 to 19 Mar 2007)
    • CF8 Apportionment and Oversight (28 Jan 2003 to 19 Mar 2007)
    • CF11 Money Laundering Reporting (28 Jan 2003 to 2 Mar 2004)
    • CF27 Investment Management (28 Jan 2003 to 19 Mar 2007)
    • CF3 Chief Executive (28 Jan 2003 to 19 Mar 2007)
    • CF10 Compliance Oversight (28 Jan 2003 to 2 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.