Date authorised
1 April 2013
Companies House
OC333116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-9 Chester Close
    London
    SW1X 7BE
    UNITED KINGDOM
    Phone
    +4402032053000
  • Complaints Contact

    8-9 Chester Close
    London
    SW1X 7BE
    UNITED KINGDOM
    Phone
    +4402032053007

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Andrew MacDonell Fraser

    IRN AAF01022

    • CF4 Partner (16 Apr 2008 to 24 Mar 2009)
    • CF29 Significant management (16 Apr 2008 to 24 Mar 2009)
    • CF30 Customer (16 Apr 2008 to 24 Mar 2009)
  • Alexander William Stewart Phillips

    IRN AWP01035

    • CF30 Customer (16 Apr 2008 to 8 Jun 2010)
    • CF29 Significant management (16 Apr 2008 to 1 Aug 2009)
    • CF28 Systems and controls (16 Apr 2008 to 1 Aug 2009)
    • CF11 Money Laundering Reporting (16 Apr 2008 to 1 Aug 2009)
    • CF10 Compliance Oversight (16 Apr 2008 to 1 Aug 2009)
    • CF4 Partner (16 Apr 2008 to 8 Jun 2010)
  • Alfonso Sanchez Torres

    IRN AXS05132

    • [FCA CF] Material risk taker (1 Jan 2024 to 31 Jul 2024)
    • [FCA CF] Client dealing (1 Jan 2024 to 31 Jul 2024)
  • Anthony Carlton Limbrick

    IRN ACL01090

    • CF30 Customer (13 Oct 2010 to 8 Dec 2019)
  • Catherine Pollock

    IRN CJP01179

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (27 Oct 2009 to 24 Feb 2010)
  • Colin Richard Greff

    IRN CRG01043

    • CF30 Customer (10 Jul 2009 to 9 Dec 2013)
    • CF4 Partner (10 Jul 2009 to 1 Oct 2010)
  • Daniel Mansur Haque

    IRN DMH01233

    • [FCA CF] Client dealing (1 Jan 2024 to 10 Sep 2024)
  • Diego Parrilla

    IRN DXP01226

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Jul 2024)
    • [FCA CF] Client dealing (1 Jan 2023 to 31 Jul 2024)
  • Dorota Holowiak

    IRN DXH02203

    • CF11 Money Laundering Reporting (11 Feb 2016 to 30 Sep 2016)
  • George Adcock

    IRN GRA01053

    • [FCA CF] Significant management (since 6 Mar 2025)
    • [FCA CF] Material risk taker (since 6 Mar 2025)
    • [FCA CF] Client dealing (since 14 Feb 2022)
    • CF30 Customer (27 Nov 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.