Date authorised
1 April 2013
Companies House
OC333116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-9 Chester Close
    London
    SW1X 7BE
    UNITED KINGDOM
    Phone
    +4402032053000
  • Complaints Contact

    8-9 Chester Close
    London
    SW1X 7BE
    UNITED KINGDOM
    Phone
    +4402032053007

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hamish Limbrick

    IRN HXL00089

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jack De La Fargue

    IRN JXD00401

    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Significant management (since 6 Mar 2025)
    • [FCA CF] Material risk taker (since 1 Jun 2020)
  • Mark William Gibbs

    IRN MWG01044

    • CF30 Customer (14 Oct 2013 to 13 Jan 2016)
  • Maya Abou Zeid Rodriguez

    IRN AZM00003

    • CF1 Director (AR) (12 Apr 2013 to 5 Dec 2014)
    • CF30 Customer (1 Sep 2009 to 2 Apr 2013)
  • Michael Tasker

    IRN MLT01054

    • SMF1 Chief Executive (since 27 Apr 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Nov 2011 to 18 Jan 2018)
    • CF28 Systems and controls (1 Aug 2009 to 8 Dec 2019)
    • CF4 Partner (4 Jun 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jun 2009 to 11 Feb 2016)
    • CF30 Customer (4 Jun 2009 to 8 Dec 2019)
  • Neale Jackson

    IRN NXJ01213

    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2013 to 8 Dec 2019)
  • Peter Andrew Smedley Wilson

    IRN PAW01232

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • Richard Haworth

    IRN RJH01414

    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 17 Feb 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2025)
    • CF3 Chief Executive (19 Aug 2013 to 8 Dec 2019)
    • CF4 Partner (19 Oct 2010 to 8 Dec 2019)
    • CF29 Significant management (1 Aug 2009 to 1 Nov 2009)
    • CF30 Customer (1 Aug 2009 to 8 Dec 2019)
  • Richard Haworth

    IRN RAH01318

    • [FCA CF] Client dealing (since 6 Mar 2025)
    • [FCA CF] Material risk taker (since 1 Jun 2020)
    • CF30 Customer (30 Oct 2017 to 8 Dec 2019)
  • Richard Hollington

    IRN RJH01415

    • [FCA CF] Client dealing (since 14 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Jul 2023)
    • SMF27 Partner (9 Dec 2019 to 27 Jul 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Jul 2023)
    • CF10 Compliance Oversight (1 Aug 2009 to 18 Nov 2011)
    • CF28 Systems and controls (1 Aug 2009 to 1 Feb 2016)
    • CF30 Customer (1 Aug 2009 to 8 Dec 2019)
    • CF4 Partner (8 May 2009 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.