Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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36 South Capital Advisors LLP
FRN 477881
- [FCA CF] Client dealing (since 14 Feb 2022)
- [FCA CF] Significant management (9 Dec 2019 to 27 Jul 2023)
- SMF27 Partner (9 Dec 2019 to 27 Jul 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Jul 2023)
- CF10 Compliance Oversight (1 Aug 2009 to 18 Nov 2011)
- CF28 Systems and controls (1 Aug 2009 to 1 Feb 2016)
- CF30 Customer (1 Aug 2009 to 8 Dec 2019)
- CF4 Partner (8 May 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.