Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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36 South Capital Advisors LLP
FRN 477881
- SMF1 Chief Executive (since 27 Apr 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (25 Nov 2011 to 18 Jan 2018)
- CF28 Systems and controls (1 Aug 2009 to 8 Dec 2019)
- CF4 Partner (4 Jun 2009 to 8 Dec 2019)
- CF30 Customer (4 Jun 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Jun 2009 to 11 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.