Alpha One Strategies Limited

Date authorised
24 June 2016
Companies House
09850786
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4407738686717
    Web
    https://www.alphaonestrategies.com

  • Complaints Contact

    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4407738686717

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Yeung

    IRN AXY00058

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Oct 2021)
  • Alejandro Olvera

    IRN AXO01087

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • Alexander John McIntyre

    IRN AJM01265

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • Alexandre Anderlauer

    IRN AXA00272

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Chi Ho Stanley Chin

    IRN CXC00425

    • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 5 Oct 2023)
  • Chris Howe

    IRN CPH01050

    • [FCA CF] Functions requiring qualifications (23 Jun 2021 to 18 Oct 2021)
  • Christopher John Grafton

    IRN CJG01109

    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
  • Christopher Stephen Nicholls

    IRN CSN01004

    • SMF3 Executive Director (3 Nov 2021 to 19 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jan 2021 to 19 Dec 2023)
    • SMF16 Compliance Oversight (22 Jan 2021 to 19 Dec 2023)
    • CF30 Customer (11 Mar 2018 to 15 Dec 2018)
  • Dale Melvyn Briscoe

    IRN DMB01124

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 May 2019 to 8 Dec 2019)
  • Dimitrios Notis

    IRN DXN00112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Vectisma Ltd. (no longer appointed)

    FRN 565209 · Appointed 12 Apr 2017 · Until 26 Feb 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.