Alpha One Strategies Limited

• Principal Place of Business

  85 Great Portland Street

  London

  W1W 7LT

  UNITED KINGDOM

  Phone

  +4407738686717

  Web

  https://www.alphaonestrategies.com

• Complaints Contact

  85 Great Portland Street

  London

  W1W 7LT

  UNITED KINGDOM

  Phone

  +4407738686717

• Investment Advice (no pensions)

  For Professional, Share, Unit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Dimitrios Notis

  IRN DXN00112

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Sep 2021)
• Dominic James Bennett Hicklin

  IRN DJH01232

  • CF30 Customer (9 Oct 2017 to 8 Dec 2019)
• Donald Forman

  IRN DXF00204

  • [FCA CF] Functions requiring qualifications (31 May 2022 to 5 Oct 2023)
• Francesco Landolfi

  IRN FXL01083

  • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 30 Jun 2023)
• Gerald Wylie Gray

  IRN GXG01131

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
• Giacomo Barigazzi

  IRN GXB00225

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Hamid Jalil Malik

  IRN HJM01100

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • CF30 Customer (29 May 2017 to 8 Dec 2019)
• Houman Falakshahi

  IRN HXF00111

  • [FCA CF] Material risk taker (since 1 Jun 2020)
• James Llewellyn Mason

  IRN JLM01154

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
• Jamie Thomas Davis

  IRN JTD01025

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
  • CF30 Customer (10 May 2017 to 8 Dec 2019)

• Vectisma Ltd. (no longer appointed)

  FRN 565209 · Appointed 12 Apr 2017 · Until 26 Feb 2021

No changes recorded yet.