Alpha One Strategies Limited

Date authorised
24 June 2016
Companies House
09850786
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4407738686717
    Web
    https://www.alphaonestrategies.com

  • Complaints Contact

    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4407738686717

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Alexander Tyce

    IRN JAT01087

    • [FCA CF] Material risk taker (12 Jun 2023 to 10 Nov 2023)
  • Marco Jean Aboav

    IRN MJA01255

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (31 Aug 2019 to 8 Dec 2019)
  • Mark Justin Brewer

    IRN MJB01263

    • SMF3 Executive Director (since 17 Jan 2021)
    • SMF1 Chief Executive (since 17 Jan 2021)
    • CF30 Customer (24 Jun 2016 to 31 Oct 2019)
    • CF3 Chief Executive (24 Jun 2016 to 31 Oct 2019)
    • CF11 Money Laundering Reporting (24 Jun 2016 to 31 Oct 2019)
    • CF10 Compliance Oversight (24 Jun 2016 to 31 Oct 2019)
    • CF1 Director (24 Jun 2016 to 31 Oct 2019)
  • Nathan Angus West

    IRN NAW01050

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (13 Dec 2019 to 28 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jan 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jan 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2021)
    • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
  • Pablo Garcia

    IRN PXG17135

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Aug 2020)
  • Stephen Mark Henney

    IRN SMH01197

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • Steven Thomas Burke

    IRN STB01036

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jun 2024)
    • SMF16 Compliance Oversight (since 7 Jun 2024)
  • Yusuf Bilgic

    IRN YXB01142

    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 30 Jun 2023)
  • homayoun falakshahi

    IRN HXF00062

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
  • william oakley

    IRN WXO00020

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Vectisma Ltd. (no longer appointed)

    FRN 565209 · Appointed 12 Apr 2017 · Until 26 Feb 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.