Nathan Angus West

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alpha One Strategies Limited
FRN 731537
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (13 Dec 2019 to 28 Jan 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Jan 2021)
- SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jan 2021)
- CF30 Customer (24 Jun 2016 to 8 Dec 2019)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (18 Feb 2010 to 20 Jul 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.