Stephen Mark Henney

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha One Strategies Limited

    FRN 731537

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Nov 2006 to 9 Mar 2007)

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Updates to this individual's record on the FCA register.

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