James Llewellyn Mason

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha One Strategies Limited

    FRN 731537

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 Dec 2018 to 8 Dec 2019)
  • Method Investments & Advisory Ltd (no longer approved here)

    FRN 208692

    • CF30 Customer (20 Jan 2014 to 4 Nov 2014)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (5 Mar 2008 to 1 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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