Gerald Wylie Gray

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha One Strategies Limited

    FRN 731537

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (17 Oct 2014 to 6 Mar 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (15 Jun 2011 to 28 Oct 2013)
    • CF21 Investment Adviser (5 Apr 2004 to 30 Jul 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (6 Oct 2010 to 17 May 2011)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (9 Nov 2007 to 13 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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