Christopher Stephen Nicholls

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha One Strategies Limited (no longer approved here)

    FRN 731537

    • SMF3 Executive Director (3 Nov 2021 to 19 Dec 2023)
    • SMF16 Compliance Oversight (22 Jan 2021 to 19 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jan 2021 to 19 Dec 2023)
    • CF30 Customer (11 Mar 2018 to 15 Dec 2018)
  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (3 Dec 2009 to 31 Mar 2010)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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