Quality Capital Management Limited

Date authorised
1 April 2013
Companies House
03101928
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Long Barn
    Down Farm
    Cobham Park Road
    Cobham
    Surrey
    KT11 3NE
    UNITED KINGDOM
    Phone
    +4401932334400
    Web
    https://www.qualitycapital.com

  • Complaints Contact

    The Long Barn
    Down Farm
    Cobham Park Road
    Cobham
    Surrey
    KT11 3NE
    UNITED KINGDOM
    Phone
    +4401932334400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth David Roberts

    IRN GDR01034

    • CF30 Customer (1 Nov 2007 to 12 Oct 2015)
    • CF26 Customer Trading (2 May 2002 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • James Christopher Paul North-Coombes

    IRN JCN01043

    • CF30 Customer (23 Nov 2009 to 24 Jun 2011)
    • CF28 Systems and controls (23 Nov 2009 to 24 Jun 2011)
  • MD Tanvir Hassan

    IRN MTH01081

    • CF10 Compliance Oversight (17 Jan 2017 to 22 Feb 2018)
    • CF11 Money Laundering Reporting (17 Jan 2017 to 22 Feb 2018)
    • CF30 Customer (1 Jan 2017 to 22 Feb 2018)
  • Nishil Yashwin Patel

    IRN NYP01000

    • CF30 Customer (7 Dec 2007 to 16 Oct 2015)
    • CF29 Significant management (7 Dec 2007 to 16 Oct 2015)
    • CF28 Systems and controls (7 Dec 2007 to 16 Oct 2015)
    • CF11 Money Laundering Reporting (7 Dec 2007 to 16 Oct 2015)
    • CF10 Compliance Oversight (7 Dec 2007 to 16 Oct 2015)
  • Raami Karim

    IRN RXK01713

    • SMF16 Compliance Oversight (since 27 Nov 2024)
    • SMF3 Executive Director (since 27 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Nov 2024)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
  • Russell Stuart Brent

    IRN RSB01139

    • CF11 Money Laundering Reporting (28 Oct 2015 to 20 May 2016)
    • CF10 Compliance Oversight (28 Oct 2015 to 20 May 2016)
    • CF28 Systems and controls (12 Mar 2009 to 20 May 2016)
    • CF30 Customer (12 Mar 2009 to 20 May 2016)
  • Sammy Anward Chammas

    IRN SAC01212

    • CF30 Customer (1 Nov 2007 to 16 Dec 2011)
    • CF26 Customer Trading (11 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (11 Jul 2007 to 31 Oct 2007)
  • Sean Steve Pereira

    IRN SSP01031

    • CF11 Money Laundering Reporting (6 Jun 2016 to 19 Dec 2016)
    • CF10 Compliance Oversight (6 Jun 2016 to 19 Dec 2016)
    • CF30 Customer (6 Jun 2016 to 19 Dec 2016)
  • Steven Robert Howard

    IRN SRH01088

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Todd Thomas Scanlon

    IRN TTS01004

    • CF30 Customer (10 Mar 2009 to 22 Apr 2011)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.