Nishil Yashwin Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mulvaney Capital Management Limited (no longer approved here)
FRN 192017
- SMF16 Compliance Oversight (23 Jul 2025 to 20 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Jul 2025 to 20 Jan 2026)
- [FCA CF] Significant management (1 Jul 2025 to 20 Jan 2026)
- [FCA CF] Material risk taker (1 Jul 2025 to 20 Jan 2026)
- [FCA CF] Manager of certification employee (1 Jul 2025 to 20 Jan 2026)
Heptagon Capital LLP (no longer approved here)
FRN 403304
- CF30 Customer (18 Nov 2015 to 7 Nov 2017)
Quality Capital Management Limited (no longer approved here)
FRN 176484
- CF30 Customer (7 Dec 2007 to 16 Oct 2015)
- CF29 Significant management (7 Dec 2007 to 16 Oct 2015)
- CF28 Systems and controls (7 Dec 2007 to 16 Oct 2015)
- CF11 Money Laundering Reporting (7 Dec 2007 to 16 Oct 2015)
- CF10 Compliance Oversight (7 Dec 2007 to 16 Oct 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.