Mulvaney Capital Management Limited

Date authorised
1 April 2013
Companies House
03734035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    3 Moorgate Place
    London
    EC2R 6EA
    UNITED KINGDOM
    Phone
    +4402074290600
    Web
    https://www.mulvaneycapital.com

  • Complaints Contact

    5th Floor
    3 Moorgate Place
    London
    EC2R 6EA
    UNITED KINGDOM
    Phone
    +4402074290600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Edward Blair

    IRN AXB04844

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2026)
    • SMF16 Compliance Oversight (since 14 Apr 2026)
  • Alistair David MacNaughton

    IRN ADM01213

    • CF11 Money Laundering Reporting (11 Aug 2009 to 1 Oct 2018)
    • CF10 Compliance Oversight (7 Nov 2008 to 1 Oct 2018)
  • Andrew Po-Wai Cheung

    IRN APC01156

    • CF30 Customer (1 Nov 2007 to 27 Apr 2012)
    • CF27 Investment Management (4 Jul 2006 to 31 Oct 2007)
  • Colin Dudley Lloyd

    IRN CDL01036

    • CF30 Customer (1 Nov 2007 to 15 Mar 2010)
    • CF27 Investment Management (8 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
  • David Wright

    IRN DXW01272

    • CF1 Director (14 Sep 2005 to 26 Apr 2006)
    • CF11 Money Laundering Reporting (7 Jul 2004 to 21 Nov 2005)
    • CF10 Compliance Oversight (7 Jul 2004 to 21 Nov 2005)
    • CF13 Finance (7 Jul 2004 to 21 Nov 2005)
    • CF27 Investment Management (7 Jul 2004 to 21 Nov 2005)
    • CF8 Apportionment and Oversight (7 Jul 2004 to 21 Nov 2005)
  • Gerald Francis Ritchie

    IRN GFR01014

    • CF2 Non Executive Director (30 Aug 2005 to 22 Jun 2009)
  • Ian Austen Saunders

    IRN IAS01063

    • CF11 Money Laundering Reporting (12 Nov 2007 to 10 Jul 2009)
    • CF28 Systems and controls (1 Nov 2007 to 10 Jul 2009)
    • CF13 Finance (8 May 2007 to 31 Oct 2007)
  • John Dudley Fishburn

    IRN JDF01057

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Dec 2022)
    • CF2 Non Executive Director (28 Apr 2011 to 8 Dec 2019)
  • John Heffernan

    IRN JXH01591

    • CF2 Non Executive Director (12 Sep 2002 to 19 Jun 2007)
  • John Henry Bishop

    IRN JHB01049

    • CF2 Non Executive Director (23 Dec 2009 to 16 Sep 2010)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.