Mulvaney Capital Management Limited

• Principal Place of Business

  5th Floor

  3 Moorgate Place

  London

  EC2R 6EA

  UNITED KINGDOM

  Phone

  +4402074290600

  Web

  https://www.mulvaneycapital.com

• Complaints Contact

  5th Floor

  3 Moorgate Place

  London

  EC2R 6EA

  UNITED KINGDOM

  Phone

  +4402074290600

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Joseph Edward Connolly

  IRN JEC01097

  • CF2 Non Executive Director (14 Feb 2008 to 31 Dec 2009)
• Keith Thomas Hazley

  IRN KXH00468

  • SMF9 Chair of the Governing Body (since 19 Sep 2024)
  • Director of firm who is not a certification employee or a SMF manager (24 Jun 2024 to 19 Sep 2024)
• Lawrence Lok Lun Yeung

  IRN LLY01000

  • CF13 Finance (5 Jul 2006 to 28 Dec 2006)
• Mark Trister

  IRN MXT00118

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 20 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Nov 2023)
• Mary Jo Jacobi

  IRN MJJ01107

  • CF2 Non Executive Director (5 Jan 2010 to 8 Dec 2019)
• Matthew Hooper

  IRN MXH03033

  • [FCA CF] Manager of certification employee (2 Aug 2024 to 3 Sep 2025)
  • [FCA CF] Material risk taker (2 Aug 2024 to 3 Sep 2025)
  • [FCA CF] Significant management (2 Aug 2024 to 3 Sep 2025)
• Michael William Dowding

  IRN MXD00466

  • [FCA CF] Client dealing (since 27 Oct 2023)
• Nicholas Simon Stagg

  IRN NSS01030

  • SMF9 Chair of the Governing Body (21 Jun 2023 to 11 Apr 2024)
  • Director of firm who is not a certification employee or a SMF manager (20 Feb 2023 to 29 Feb 2024)
• Nicola Schuler

  IRN NXS01149

  • CF21 Investment Adviser (18 Mar 2003 to 20 Apr 2005)
• Nishil Yashwin Patel

  IRN NYP01000

  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Jul 2025 to 20 Jan 2026)
  • SMF16 Compliance Oversight (23 Jul 2025 to 20 Jan 2026)
  • [FCA CF] Significant management (1 Jul 2025 to 20 Jan 2026)
  • [FCA CF] Manager of certification employee (1 Jul 2025 to 20 Jan 2026)
  • [FCA CF] Material risk taker (1 Jul 2025 to 20 Jan 2026)

No changes recorded yet.