Mulvaney Capital Management Limited

Date authorised
1 April 2013
Companies House
03734035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    3 Moorgate Place
    London
    EC2R 6EA
    UNITED KINGDOM
    Phone
    +4402074290600
    Web
    https://www.mulvaneycapital.com

  • Complaints Contact

    5th Floor
    3 Moorgate Place
    London
    EC2R 6EA
    UNITED KINGDOM
    Phone
    +4402074290600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul George Mulvaney

    IRN PGM01064

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (5 Jul 2006 to 8 Dec 2019)
    • CF13 Finance (20 Dec 2005 to 5 Jul 2006)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Jul 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 7 Jul 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Jul 2004)
  • Peter James Northcott

    IRN PJN01058

    • CF13 Finance (19 Jan 2007 to 1 May 2007)
    • CF1 Director (5 Jul 2006 to 25 Oct 2007)
    • CF11 Money Laundering Reporting (5 Jul 2006 to 25 Oct 2007)
    • CF8 Apportionment and Oversight (5 Jul 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (5 Jul 2006 to 25 Oct 2007)
  • Philip Howard Duke

    IRN PHD01035

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (24 Oct 2012 to 8 Dec 2019)
  • Richard Michael John Harris

    IRN RMH01126

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2024)
    • CF10 Compliance Oversight (25 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Oct 2018 to 8 Dec 2019)
    • CF28 Systems and controls (22 Mar 2010 to 8 Dec 2019)
  • Thomas Mulvaney

    IRN TXM00647

    • [FCA CF] Significant management (since 11 Apr 2025)
  • URSULA ELIZABETH NEWMAN

    IRN UEN01000

    • Director of firm who is not a certification employee or a SMF manager (since 24 Jun 2024)
  • Zillah Loveday Richards

    IRN ZLR00003

    • SMF16 Compliance Oversight (16 Dec 2024 to 16 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Dec 2024 to 16 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.