Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mulvaney Capital Management Limited
FRN 192017
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Algorithmic trading (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (5 Jul 2006 to 8 Dec 2019)
- CF13 Finance (20 Dec 2005 to 5 Jul 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 7 Jul 2004)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 7 Jul 2004)
- CF10 Compliance Oversight (1 Dec 2001 to 7 Jul 2004)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.