Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Jun 2015 to 8 Dec 2019)
  • Salix Capital (UK) Limited (no longer approved here)

    FRN 583141

    • CF1 Director (AR) (19 Feb 2014 to 16 Jan 2018)
    • CF3 Chief Executive (AR) (19 Feb 2014 to 16 Jan 2018)
    • CF4 Partner (AR) (13 Feb 2014 to 30 Sep 2015)
    • CF1 Director (12 Oct 2012 to 13 Nov 2015)
    • CF30 Customer (12 Oct 2012 to 8 Dec 2019)
  • Cassian Capital LLP (no longer approved here)

    FRN 210441

    • CF30 Customer (23 Apr 2012 to 12 Oct 2012)
    • CF1 Director (AR) (23 Apr 2012 to 12 Oct 2012)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (31 Aug 2010 to 24 Mar 2011)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF27 Investment Management (20 Feb 2006 to 16 Mar 2006)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (18 Aug 2003 to 6 May 2005)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (18 Mar 2002 to 6 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.