Daniel Fields

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • SMF7 Group Entity Senior Manager (24 Oct 2023 to 10 Oct 2024)
    • [FCA CF] Material risk taker (20 Jun 2022 to 31 Dec 2024)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • SMF7 Group Entity Senior Manager (24 Oct 2023 to 10 Oct 2024)
    • [FCA CF] Material risk taker (20 Jun 2022 to 31 Dec 2024)
  • Atlantic House Investments Limited (no longer approved here)

    FRN 931264

    • [FCA CF] Client dealing (26 Jan 2021 to 17 Dec 2021)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (20 Aug 2019 to 20 Jun 2022)
    • CF30 Customer (20 Aug 2019 to 20 Jun 2022)
  • Altero Capital UK Ltd (no longer approved here)

    FRN 911598

    • (2)Employed By (20 Aug 2019 to 20 Jun 2022)
  • Societe Generale (no longer approved here)

    FRN 124866

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 29 Apr 2016)
    • CF29 Significant management (14 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Altero Capital UK Ltd

  2. controlled function added: (2)Employed By at Altero Capital UK Ltd