Stoneware Capital LLP

Date authorised
1 April 2013
Companies House
OC319201
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Althorp Road
    London
    SW17 7ED
    UNITED KINGDOM
    Phone
    +442037908128
    Web
    https://www.stonewarecapital.com

  • Complaints Contact

    9 Althorp Road
    London
    SW17 7ED
    UNITED KINGDOM
    Phone
    +442037908128

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Persa Vucevic

    IRN PXV01119

    • CF30 Customer (12 Sep 2014 to 30 Jun 2015)
    • CF1 Director (AR) (12 Sep 2014 to 30 Jun 2015)
  • Peter Boden

    IRN PJB01314

    • CF30 Customer (13 Mar 2017 to 11 Aug 2017)
  • Philip Hugh Southwell

    IRN PHS01027

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (AR) (27 Feb 2017 to 15 Nov 2023)
    • CF30 Customer (27 Feb 2017 to 15 Nov 2023)
  • Richard Farrar Rothwell

    IRN RFR01018

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF4 Partner (AR) (30 Jan 2014 to 29 Jan 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jul 2006 to 8 Dec 2019)
    • CF27 Investment Management (14 Jul 2006 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jul 2006 to 8 Dec 2019)
    • CF4 Partner (14 Jul 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jul 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (14 Jul 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
  • Robert Houston Hanna

    IRN RHH01024

    • CF30 Customer (12 Apr 2012 to 5 Jan 2018)
  • Robert Lewis Toffel

    IRN RLT01035

    • CF30 Customer (15 Jun 2012 to 8 Mar 2013)
  • Rowan Mark Chaplin

    IRN RMC01064

    • CF30 Customer (14 Mar 2016 to 23 Sep 2016)
  • Rupert Thomas Anthony Novis

    IRN RTN01004

    • CF30 Customer (13 Sep 2013 to 2 Jun 2014)
  • Salman Haq

    IRN SXH01968

    • CF30 Customer (7 Jan 2021 to 27 Jan 2023)
    • CF1 Director (AR) (7 Jan 2021 to 27 Jan 2023)
    • [FCA CF] Material risk taker (1 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (1 Dec 2020 to 27 Jan 2023)
  • Simon Mark Dendy Goodfellow

    IRN SMG01060

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2024)
    • CF30 Customer (13 Jan 2015 to 19 Oct 2024)
    • CF4 Partner (AR) (13 Jan 2015 to 19 Oct 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.