Robert Lewis Toffel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WALLEYE CAPITAL (UK) LIMITED (no longer approved here)
FRN 987519
- [FCA CF] Manager of certification employee (12 Jun 2024 to 29 Oct 2024)
- [FCA CF] Client dealing (12 Jun 2024 to 29 Oct 2024)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (28 Sep 2022 to 13 Aug 2023)
USS Investment Management Limited (no longer approved here)
FRN 564285
- [FCA CF] Client dealing (12 Mar 2020 to 20 Sep 2022)
Stoneware Capital LLP (no longer approved here)
FRN 451073
- CF30 Customer (15 Jun 2012 to 8 Mar 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (15 Jul 2008 to 31 Mar 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (15 Jul 2008 to 31 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.