Rupert Thomas Anthony Novis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stoneware Capital LLP (no longer approved here)
FRN 451073
- CF30 Customer (13 Sep 2013 to 2 Jun 2014)
A H Loder Advisers Ltd (no longer approved here)
FRN 528117
- Employed By (13 Sep 2013 to 2 Jun 2014)
Rudolf Wolff Limited (no longer approved here)
FRN 468022
- CF30 Customer (23 May 2011 to 1 May 2012)
Ashridge Capital Investments LLP (no longer approved here)
FRN 480430
- CF30 Customer (2 Nov 2009 to 1 Feb 2011)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 May 2008 to 16 Sep 2009)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (7 Feb 2003 to 28 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.