Rudolf Wolff Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Orange StreetLondonWestminsterWC2H 7DQUNITED KINGDOM- Phone
- +4402036335591
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Complaints Contact
A G N Shipleys, 10 Orange StreetLondonWestminsterWC2H 7DQUNITED KINGDOM- Phone
- +4402036335591
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Alternative Debenture, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anne-Sophie Elizabeth Hime
IRN AEH01094
- CF30 Customer (28 Nov 2013 to 20 Feb 2015)
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Anthony Law Hodges
IRN ALH01030
- [FCA CF] Client dealing (9 Mar 2021 to 23 Mar 2022)
- CF30 Customer (21 Nov 2018 to 8 Dec 2019)
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Bruce John MacDonald
IRN BJM01092
- CF30 Customer (18 Jan 2012 to 4 Mar 2019)
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Charles Edgar Cantlie
IRN CEC01031
- CF1 Director (10 Mar 2014 to 4 Oct 2017)
- CF30 Customer (10 May 2013 to 4 Oct 2017)
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Claude Yvon L'Heveder
IRN CYL01003
- CF30 Customer (29 Jan 2014 to 29 Jun 2016)
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David Christopher Foreman
IRN DXF01299
- CF1 Director (AR) (7 Mar 2019 to 31 May 2019)
- CF30 Customer (7 Mar 2019 to 31 May 2019)
- CF3 Chief Executive (AR) (7 Mar 2019 to 31 May 2019)
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Delano Bushby
IRN DXB32515
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2020)
- SMF16 Compliance Oversight (since 1 May 2020)
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Edward David John Goodchild
IRN EDG01010
- CF30 Customer (14 May 2018 to 8 Dec 2019)
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Federico Parenti
IRN FXP00068
- [FCA CF] Client dealing (28 Apr 2023 to 11 Dec 2023)
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George Charles Lucan
IRN GXB02178
- [FCA CF] Client dealing (9 Mar 2021 to 23 Mar 2022)
- CF30 Customer (1 Sep 2015 to 27 Feb 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Praetura Ventures Limited (no longer appointed)
FRN 830959 · Appointed 15 Jan 2019 · Until 3 Jun 2019
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Commonwealth Investment Partners Limited (no longer appointed)
FRN 808527 · Appointed 8 May 2018 · Until 2 May 2019
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Sandstone Distribution (Midlands) Limited (no longer appointed)
FRN 569437 · Appointed 22 Nov 2011 · Until 29 Jan 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.