Rudolf Wolff Limited

Date authorised
1 April 2013
Companies House
03504633
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Orange Street
    London
    Westminster
    WC2H 7DQ
    UNITED KINGDOM
    Phone
    +4402036335591
    Web
    https://www.rudolfwolff.com

  • Complaints Contact

    A G N Shipleys, 10 Orange Street
    London
    Westminster
    WC2H 7DQ
    UNITED KINGDOM
    Phone
    +4402036335591

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George Patrick Egbert Cadbury

    IRN GPC01065

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
  • Guy Charles Christie

    IRN GCC01024

    • CF30 Customer (16 May 2018 to 8 Dec 2019)
  • Hind Falah

    IRN HXF00076

    • [FCA CF] Client dealing (27 Apr 2023 to 11 Dec 2023)
  • John Howard Colvin

    IRN JHC01055

    • [FCA CF] Client dealing (since 9 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Sep 2007 to 31 Mar 2009)
    • CF3 Chief Executive (3 Sep 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
    • CF1 Director (3 Sep 2007 to 8 Dec 2019)
  • Jonathan Austrey Kendall

    IRN JAK01045

    • [FCA CF] Client dealing (9 Mar 2021 to 31 May 2025)
    • CF30 Customer (25 Jul 2019 to 8 Dec 2019)
  • Natalie Konschu

    IRN NXK01498

    • CF10 Compliance Oversight (7 Sep 2016 to 31 May 2018)
  • Oliver Rhys Emanuel

    IRN ORE01000

    • CF30 Customer (8 Nov 2016 to 3 Apr 2018)
  • Paul Chadney

    IRN PXC00562

    • [FCA CF] Client dealing (since 1 Nov 2023)
  • Paul Colin Gleeson

    IRN PCB01047

    • CF30 Customer (1 Jun 2011 to 13 Jan 2012)
  • Peter Phelps

    IRN PXP01117

    • [FCA CF] Client dealing (since 9 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2020)
    • CF11 Money Laundering Reporting (3 Sep 2007 to 8 Dec 2019)
    • CF1 Director (3 Sep 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Sep 2007 to 29 Jan 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.