Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARCANUM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 599268

    • CF1 Director (24 Jul 2013 to 7 Sep 2015)
    • CF30 Customer (24 Jul 2013 to 7 Sep 2015)
    • CF11 Money Laundering Reporting (24 Jul 2013 to 7 Sep 2015)
    • CF10 Compliance Oversight (24 Jul 2013 to 7 Sep 2015)
  • Rudolf Wolff Limited (no longer approved here)

    FRN 468022

    • CF30 Customer (1 Jun 2011 to 13 Jan 2012)
  • A J BUCKLEY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 154371

    • CF30 Customer (1 Nov 2007 to 30 Mar 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Culross Global Management Limited (no longer approved here)

    FRN 155592

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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