Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allia C&C Ltd
FRN 765603
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2018 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (14 Mar 2023 to 10 Jul 2025)
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- [FCA CF] Client dealing (9 Mar 2021 to 31 May 2025)
- CF30 Customer (25 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (19 Dec 2016 to 16 Apr 2018)
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- CF30 Customer (12 Aug 2015 to 30 Nov 2016)
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- CF30 Customer (25 Aug 2011 to 27 Jun 2014)
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- CF30 Customer (5 Jun 2009 to 27 May 2011)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF21 Investment Adviser (24 Aug 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 17 Oct 2008)
- CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.