Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Chapel Hill Denham UK Limited
FRN 955946
- SMF1 Chief Executive (since 29 Jul 2022)
- [FCA CF] Client dealing (since 29 Jul 2022)
- SMF3 Executive Director (since 29 Jul 2022)
-
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2023)
- CF30 Customer (27 Feb 2017 to 15 Nov 2023)
- CF1 Director (AR) (27 Feb 2017 to 15 Nov 2023)
-
- Employed By (27 Feb 2017 to 15 Nov 2023)
-
- CF30 Customer (1 Nov 2007 to 22 May 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.