Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 29 Jul 2022)
    • [FCA CF] Client dealing (since 29 Jul 2022)
    • SMF3 Executive Director (since 29 Jul 2022)
  • Stoneware Capital LLP (no longer approved here)

    FRN 451073

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Nov 2023)
    • CF30 Customer (27 Feb 2017 to 15 Nov 2023)
    • CF1 Director (AR) (27 Feb 2017 to 15 Nov 2023)
  • Axius Capital Ltd (no longer approved here)

    FRN 772004

    • Employed By (27 Feb 2017 to 15 Nov 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 22 May 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.