Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 24 Mar 2023)
    • SMF3 Executive Director (since 24 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Mar 2023)
    • SMF16 Compliance Oversight (since 24 Mar 2023)
    • [FCA CF] Client dealing (since 22 Mar 2023)
  • Connexion Capital LLP (no longer approved here)

    FRN 480006

    • CF30 Customer (21 Feb 2020 to 22 Mar 2023)
    • CF1 Director (AR) (21 Feb 2020 to 22 Mar 2023)
  • Waterfront Consulting Limited (no longer approved here)

    FRN 620128

    • Employed By (3 Jun 2016 to 23 Aug 2017)
  • Karroo Capital Limited (no longer approved here)

    FRN 470244

    • CF30 Customer (19 Aug 2015 to 31 Oct 2019)
    • CF1 Director (AR) (19 Aug 2015 to 31 Oct 2019)
  • Boda Capital Limited (no longer approved here)

    FRN 624457

    • Employed By (19 Aug 2015 to 31 Oct 2019)
  • Stoneware Capital LLP (no longer approved here)

    FRN 451073

    • CF30 Customer (12 Sep 2014 to 30 Jun 2015)
    • CF1 Director (AR) (12 Sep 2014 to 30 Jun 2015)
  • ALTERA PARTNERS MANAGEMENT LIMITED (no longer approved here)

    FRN 231034

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
    • CF1 Director (AR) (7 Dec 2006 to 18 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.