Karroo Capital Limited

Date authorised
1 April 2013
Companies House
05588048
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    91 Woodside
    London
    SW19 7BA
    UNITED KINGDOM
    Phone
    +4407774765988
    Web
    https://www.karroocapital.com

  • Complaints Contact

    91 Woodside
    London
    SW19 7BA
    UNITED KINGDOM
    Phone
    +4402088791637

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Beth Mengxuan Li

    IRN HXL01197

    • CF30 Customer (4 Sep 2023 to 4 Sep 2023)
    • CF1 Director (AR) (4 Sep 2023 to 4 Sep 2023)
  • Carina Soccal

    IRN CXS01724

    • CF30 Customer (26 Aug 2010 to 24 Sep 2012)
  • Carla Teixeira Alvares Kaspar

    IRN CTA01005

    • CF30 Customer (17 Aug 2010 to 25 Sep 2012)
  • David Patrick Caillard

    IRN DPC01040

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (22 Aug 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Aug 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Aug 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (22 Aug 2007 to 31 Mar 2009)
  • Frederic Feve

    IRN FXF01039

    • CF30 Customer (9 Jul 2015 to 30 Dec 2016)
    • CF1 Director (AR) (9 Jul 2015 to 30 Dec 2016)
  • Guido Baruch Shraga Rauch

    IRN GXR01173

    • CF30 Customer (29 Mar 2010 to 10 Dec 2010)
  • Jeremy John Wynford Bevan

    IRN JJB01080

    • CF30 Customer (1 Nov 2007 to 31 Aug 2019)
    • CF21 Investment Adviser (28 Sep 2007 to 31 Oct 2007)
  • Jesper Bang Jensen

    IRN JXB01523

    • CF1 Director (AR) (20 Jul 2015 to 5 Apr 2019)
    • CF30 Customer (20 Jul 2015 to 5 Apr 2019)
  • Johan Ahlstrom

    IRN JXA01512

    • CF30 Customer (15 Jan 2008 to 10 Dec 2010)
  • Lars Birk Holst

    IRN LBH00007

    • CF2 Non Executive Director (AR) (15 Jan 2018 to 30 Jun 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.