Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (25 Mar 2013 to 8 Dec 2019)
    • CF1 Director (25 Mar 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Mar 2013 to 8 Dec 2019)
    • CF3 Chief Executive (25 Mar 2013 to 8 Dec 2019)
  • Karroo Capital Limited (no longer approved here)

    FRN 470244

    • CF30 Customer (17 Aug 2010 to 25 Sep 2012)
  • AMT Futures Limited (no longer approved here)

    FRN 146311

    • CF21 Investment Adviser (26 Feb 2002 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.