ALTERA PARTNERS MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04945309
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Regus
    Berkeley Square House
    London
    Westminster
    W1J 6BD
    UNITED KINGDOM
    Phone
    +4407802447295
    Web
    https://www.apmngt.com

  • Complaints Contact

    Regus
    Berkeley Square House
    London
    Westminster
    W1J 6BD
    UNITED KINGDOM
    Phone
    +447802447295

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Anthony Fitzgerald

    IRN BAF01014

    • SMF3 Executive Director (9 Dec 2019 to 11 Nov 2025)
    • CF1 Director (22 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (22 Apr 2016 to 8 Dec 2019)
  • Jonathan Robert Greenhalgh

    IRN JRG01067

    • CF30 Customer (30 Dec 2013 to 27 May 2014)
  • Mark Bloom

    IRN MXB03776

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (5 Feb 2016 to 8 Dec 2019)
    • CF1 Director (5 Feb 2016 to 8 Dec 2019)
  • Mark Loren Dieringer

    IRN MLD01029

    • CF29 Significant management (1 Nov 2007 to 25 Oct 2011)
    • CF28 Systems and controls (1 Nov 2007 to 25 Oct 2011)
    • CF30 Customer (1 Nov 2007 to 25 Oct 2011)
    • CF18 Significant Mgt (Insurance Underwriting) (9 Jun 2004 to 31 Oct 2007)
    • CF15 Internal Audit (9 Jun 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Jun 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (9 Jun 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Jun 2004 to 31 Oct 2007)
    • CF1 Director (26 Apr 2004 to 25 Oct 2011)
  • Maryam Mansoury-Edstrom

    IRN MXM01304

    • CF1 Director (AR) (12 Apr 2017 to 19 Sep 2018)
    • CF30 Customer (19 Dec 2011 to 19 Sep 2018)
  • Patrick Noelle Philippe Coppens

    IRN PXC01561

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (AR) (7 Dec 2006 to 27 Jul 2010)
    • CF1 Director (26 Apr 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Apr 2004 to 8 Dec 2019)
    • CF3 Chief Executive (26 Apr 2004 to 8 Dec 2019)
    • CF27 Investment Management (26 Apr 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Apr 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (26 Apr 2004 to 8 Dec 2019)
  • Persa Vucevic

    IRN PXV01119

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF1 Director (AR) (7 Dec 2006 to 18 Dec 2009)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
  • richard bateson

    IRN RDB01074

    • CF1 Director (1 Apr 2016 to 4 Sep 2018)
    • CF30 Customer (1 Dec 2013 to 4 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.