Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 25 Oct 2011)
- CF28 Systems and controls (1 Nov 2007 to 25 Oct 2011)
- CF29 Significant management (1 Nov 2007 to 25 Oct 2011)
- CF17 Significant Mgt (Other Business Operations) (9 Jun 2004 to 31 Oct 2007)
- CF21 Investment Adviser (9 Jun 2004 to 31 Oct 2007)
- CF18 Significant Mgt (Insurance Underwriting) (9 Jun 2004 to 31 Oct 2007)
- CF15 Internal Audit (9 Jun 2004 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (9 Jun 2004 to 31 Oct 2007)
- CF1 Director (26 Apr 2004 to 25 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.