Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (20 Feb 2023 to 28 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Aug 2022)
    • CF10 Compliance Oversight (18 Jul 2016 to 8 Dec 2019)
    • CF1 Director (18 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2016 to 8 Dec 2019)
  • Stoneware Capital LLP (no longer approved here)

    FRN 451073

    • CF30 Customer (7 Jan 2021 to 27 Jan 2023)
    • CF1 Director (AR) (7 Jan 2021 to 27 Jan 2023)
    • [FCA CF] Material risk taker (1 Dec 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (1 Dec 2020 to 27 Jan 2023)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (3 Jul 2009 to 4 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.