Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Access Corporate Finance Partners Limited
FRN 745616
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (20 Feb 2023 to 28 May 2024)
- SMF3 Executive Director (9 Dec 2019 to 7 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Aug 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Aug 2022)
- CF10 Compliance Oversight (18 Jul 2016 to 8 Dec 2019)
- CF1 Director (18 Jul 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Jul 2016 to 8 Dec 2019)
- CF30 Customer (18 Jul 2016 to 8 Dec 2019)
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- CF30 Customer (7 Jan 2021 to 27 Jan 2023)
- CF1 Director (AR) (7 Jan 2021 to 27 Jan 2023)
- [FCA CF] Material risk taker (1 Dec 2020 to 31 Dec 2021)
- [FCA CF] Client dealing (1 Dec 2020 to 27 Jan 2023)
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- CF30 Customer (3 Jul 2009 to 4 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.