Sterling ISA Managers Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://platform.scottishwidows.co.uk

• Complaints Contact

  PO Box 21465

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm to be limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Stephen Robert Shelley

  IRN SRS01112

  • SMF7 Group Entity Senior Manager (since 1 Sep 2024)
• Steve Michael Collinson

  IRN SXC09588

  • SMF18 Other Overall Responsibility (14 May 2020 to 14 May 2020)
• Steven James Colsell

  IRN SJC01239

  • CF1 Director (1 Dec 2001 to 16 Jul 2004)
• Timothy Grant

  IRN TJG01058

  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2020)
• Timothy Paul Culling

  IRN TPC01035

  • CF10a CASS Oversight function (1 Oct 2011 to 19 Nov 2012)
  • CF29 Significant management (1 Nov 2007 to 30 Nov 2012)
  • CF17 Significant Mgt (Other Business Operations) (21 Feb 2006 to 31 Oct 2007)
• Tulsi Naidu

  IRN TXN01165

  • CF1 Director (6 Oct 2017 to 20 Nov 2019)
• Valentine Mark Sheridan

  IRN VMS01024

  • CF29 Significant management (28 Sep 2010 to 17 Jul 2012)
• Veronique Louise Stevens

  IRN VXS00051

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2020)
• Victoria Anne Muir

  IRN VAM01034

  • CF2 Non Executive Director (15 Feb 2018 to 29 Aug 2018)
• Vinay Kumar Jha

  IRN VXJ42366

  • [FCA CF] Material risk taker (14 Feb 2024 to 15 Feb 2024)

No changes recorded yet.