Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Halifax Share Dealing Limited
FRN 183332
- SMF7 Group Entity Senior Manager (since 1 Sep 2024)
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Sterling ISA Managers Limited
FRN 191278
- SMF7 Group Entity Senior Manager (since 1 Sep 2024)
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Embark Investment Services Limited
FRN 737356
- SMF7 Group Entity Senior Manager (since 1 Sep 2024)
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Lloyds Bank PLC
FRN 119278
- SMF4 Chief Risk (since 4 Sep 2017)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2023 to 28 Nov 2023)
- CF28 Systems and controls (20 Jul 2011 to 6 Mar 2016)
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Bank of Scotland plc
FRN 169628
- SMF4 Chief Risk (since 4 Sep 2017)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2023 to 28 Nov 2023)
- CF28 Systems and controls (20 Jul 2011 to 6 Mar 2016)
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THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY
FRN 304154
- SMF4 Chief Risk (since 17 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2023 to 28 Nov 2023)
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Black Horse Limited
FRN 313409
- SMF4 Chief Risk (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2023 to 28 Nov 2023)
- CF28 Systems and controls (9 Aug 2019 to 8 Dec 2019)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF7 Group Entity Senior Manager (since 10 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (23 Oct 2017 to 9 Dec 2018)
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Lloyds Bank General Insurance Limited
FRN 202091
- SMF7 Group Entity Senior Manager (since 10 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (23 Oct 2017 to 9 Dec 2018)
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St Andrew's Insurance Plc
FRN 202932
- SMF7 Group Entity Senior Manager (since 10 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (23 Oct 2017 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.