Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF10a CASS Oversight function (1 Oct 2011 to 19 Nov 2012)
    • CF29 Significant management (1 Nov 2007 to 30 Nov 2012)
    • CF17 Significant Mgt (Other Business Operations) (21 Feb 2006 to 31 Oct 2007)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF29 Significant management (1 Nov 2007 to 30 Nov 2012)
    • CF17 Significant Mgt (Other Business Operations) (21 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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