Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fundsmith LLP

    FRN 523102

    • SMF9 Chair of the Governing Body (since 23 Feb 2023)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • [FCA CF] Material risk taker (1 Oct 2024 to 30 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2025)
    • CF2 Non Executive Director (26 Jul 2018 to 8 Dec 2019)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • SMF9 Chair of the Governing Body (1 Oct 2021 to 12 May 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Oct 2021)
    • CF2 Non Executive Director (17 May 2018 to 8 Dec 2019)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF2 Non Executive Director (15 Feb 2018 to 29 Aug 2018)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF30 Customer (28 Jul 2014 to 13 Feb 2017)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • CF1 Director (5 Aug 2009 to 31 Jan 2014)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF1 Director (5 Aug 2009 to 31 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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