Sterling ISA Managers Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://platform.scottishwidows.co.uk

• Complaints Contact

  PO Box 21465

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

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  • · The firm to be limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Vincent James Rennie

  IRN VJR01013

  • CF29 Significant management (1 Oct 2008 to 1 May 2014)
• Vincent John Jerrard

  IRN VJJ01014

  • CF10 Compliance Oversight (1 Dec 2001 to 14 Apr 2003)
  • CF1 Director (1 Dec 2001 to 14 Apr 2003)
• Vincent Philippe Francois Cambonie

  IRN VPC01003

  • SMF2 Chief Finance (21 May 2020 to 31 Jan 2022)
• Wayne Howard Fisher

  IRN WHF01004

  • CF15 Internal Audit (14 Nov 2003 to 31 Dec 2006)
• Wendy Jane Crawford

  IRN WJC01101

  • SMF16 Compliance Oversight (17 Jan 2023 to 31 Aug 2024)
• William David Leon Chalmers

  IRN WDC01007

  • SMF7 Group Entity Senior Manager (since 1 Sep 2024)
• William Holloway

  IRN WXH01068

  • CF28 Systems and controls (1 Nov 2007 to 10 Mar 2009)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
• William Robert Tansley Witt

  IRN WXW00018

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2020)
• Zamir Ahmad Chaudhry

  IRN ZAC01011

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)

No changes recorded yet.