Wayne Howard Fisher

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zurich Assurance Ltd (no longer approved here)
FRN 147672
- CF15 Internal Audit (14 Nov 2003 to 31 Dec 2006)
Zurich Intermediary Group Limited (no longer approved here)
FRN 191080
- CF15 Internal Audit (14 Nov 2003 to 31 Dec 2006)
Sterling ISA Managers Limited (no longer approved here)
FRN 191278
- CF15 Internal Audit (14 Nov 2003 to 31 Dec 2006)
Trent Insurance Company Limited (no longer approved here)
FRN 202770
- CF15 Internal Audit (14 Nov 2003 to 30 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.