Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
    • CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
    • Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
    • CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
    • CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
    • CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
    • Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
    • CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
    • CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
    • CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
    • CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
    • Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
    • CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
  • Liverpool Victoria Insurance Company Limited (no longer approved here)

    FRN 202965

    • CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
    • Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
    • CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
    • CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
    • CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • CF10 Compliance Oversight (2 Dec 2001 to 4 Apr 2003)
    • CF1 Director (1 Dec 2001 to 4 Apr 2003)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • CF1 Director (1 Dec 2001 to 14 Apr 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 14 Apr 2003)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF10 Compliance Oversight (1 Dec 2001 to 14 Apr 2003)
    • CF1 Director (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.