Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
- CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
- Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
- CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
- CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
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- CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
- CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
- Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
- CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
- CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
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- CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
- CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
- CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
- Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
- CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
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- CF14 Risk Assessment (23 Feb 2007 to 24 Aug 2007)
- Responsible for Insurance Mediation (31 Mar 2006 to 24 Aug 2007)
- CF10 Compliance Oversight (31 Mar 2006 to 24 Aug 2007)
- CF8 Apportionment and Oversight (31 Mar 2006 to 24 Aug 2007)
- CF17 Significant Mgt (Other Business Operations) (3 Feb 2004 to 31 Mar 2006)
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- CF10 Compliance Oversight (2 Dec 2001 to 4 Apr 2003)
- CF1 Director (1 Dec 2001 to 4 Apr 2003)
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- CF1 Director (1 Dec 2001 to 14 Apr 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 14 Apr 2003)
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- CF10 Compliance Oversight (1 Dec 2001 to 14 Apr 2003)
- CF1 Director (1 Dec 2001 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.